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Individual AccountTrading Agreement(Securities)Product Risk Disclosure StatementsTrading AuthorizationDisclosure of Related Accounts (for Margin Account)Loan Facility Letter (for Margin Account)Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock ConnectPersonal Information Collection Statement concerning Northbound China Connect OrdersSelf-Certification Form – Individual/Joint AccountsFATCA Declaration for Individual/Joint AccountsClient Consent under the Investor Identification and Over-the-counter Securities Transactions Reporting RegimeUS Stock Trading Services Application FormSupplemental Agreement for US Stock Trading ServicesW-8BENAccount Opening Form (Individual Account)Trading Agreement Terms and Condition(Futures)Transfer AuthorizationMargin Control Policies
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Corporate AccountTrading AgreementAuthorization and Indemnity in respect of Telephone, Fax & Telex InstructionsLetter of GuaranteeProduct Risk Disclosure StatementsTrading AuthorizationDisclosure of Related Accounts (for Margin Account)Loan Facility Letter (for Margin Account)Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock ConnectPersonal Information Collection Statement concerning Northbound China Connect OrdersAccount Opening Form (Corporate Account)US Stock Trading Services Application FormSupplemental Agreement for US Stock Trading ServicesAccount Opening Form (Corporate Account)(Futures)Trading Agreement Terms and Condition(Futures)Transfer AuthorizationMargin Control Policies
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OtherSelf-Certification Form – Individual/Joint AccountsSelf-Certification Form – Corporate AccountsSelf-Certification Form – Controlling Person (Only applicable to the corporate account who is Passive Non-Financial Entity)FATCA Declaration – Individual/Joint AccountsFATCA Declaration – Corporate AccountsW-8BENW-8BENEW-8IMYW-9Fund Deposit FormFund Withdrawal/Account Transfer/Money Exchange InstructionBullion/Forex Deposit NoticeStock Transfer FormStock Withdrawal FormNotification for Change of Account InformationCancel Internet Trade Execution Notification FormReal-Time Quote Service Subscription Form