Forms Download
Individual Account | |
Stocks and Stock Options | |
HK Stocks/Shanghai-HK Stock Connect/Shenzhen-HK Stock Connect | |
Account Opening Form (Individual Account) | Download |
Trading Agreement | Download |
Transfer Authorization | Download |
Product Risk Disclosure Statements | Download |
Trading Authorization | Download |
Disclosure of Related Accounts (for Margin Account) | Download |
Loan Facility Letter (for Margin Account) | Download |
Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock Connect | Download |
Personal Information Collection Statement concerning Northbound China Connect Orders | Download |
Self-Certification Form – Individual/Joint Accounts | Download |
FATCA Declaration for Individual/Joint Accounts | Download |
W-8BEN | Download |
Client Consent under the Investor Identification and Over-the-counter Securities Transactions Reporting Regime | Download |
US Stocks | |
Account Opening Form (Individual Account) | Download |
US Stock Trading Services Application Form | Download |
Supplemental Agreement for US Stock Trading Services | Download |
Transfer Authorization | Download |
W-8BEN | Download |
Index Futures/Index Options and Global Futures | |
Account Opening Form (Individual Account) | Download |
Trading Agreement Terms and Condition | Download |
Transfer Authorization | Download |
Margin Control Policies | Download |
Corporate Account | |
Stocks and Stock Options | |
HK Stocks/Shanghai-HK Stock Connect/Shenzhen-HK Stock Connect | |
Account Opening Form (Corpoerate Account) | Download |
Trading Agreement | Download |
Transfer Authorization | Download |
Authorization and Indemnity in respect of Telephone, Fax & Telex Instructions | Download |
Letter of Guarantee | Download |
Product Risk Disclosure Statements | Download |
Trading Authorization | Download |
Disclosure of Related Accounts (for Margin Account) | Download |
Loan Facility Letter (for Margin Account) | Download |
Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock Connect | Download |
Personal Information Collection Statement concerning Northbound China Connect Orders | Download |
US Stocks | |
Account Opening Form (Corporate Account) | Download |
US Stock Trading Services Application Form | Download |
Supplemental Agreement for US Stock Trading Services | Download |
Transfer Authorization | Download |
Index Futures/Index Options and Global Futures | |
Account Opening Form (Corporate Account) | Download |
Trading Agreement Terms and Condition | Download |
Transfer Authorization | Download |
Margin Control Policies | Download |
Other | |
CRS | |
Self-Certification Form – Individual/Joint Accounts | Download |
Self-Certification Form – Corporate Accounts | Download |
Self-Certification Form – Controlling Person (Only applicable to the corporate account who is Passive Non-Financial Entity) | Download |
FATCA | |
FATCA Declaration – Individual/Joint Accounts | Download |
FATCA Declaration – Corporate Accounts | Download |
W8 | |
W-8BEN | Download |
W-8BENE | Download |
W-8IMY | Download |
W-9 | Download |
Fund Transfer | |
Fund Deposit Form | Download |
Fund Withdrawal/Account Transfer/Money Exchange Instruction | Download |
Bullion/Forex Deposit Notice | Download |
Stock Transfer | |
Stock Transfer Form | Download |
Stock Withdrawal Form | Download |
Change of Account Information | |
Notification for Change of Account Information | Download |
Cancel Internet Trade Execution Notification Form | Download |
Real-Time Quote Service | |
Real-Time Quote Service Subscription Form | Download |