Forms Download
| Individual Account | |
| Stocks and Stock Options | |
| HK Stocks/Shanghai-HK Stock Connect/Shenzhen-HK Stock Connect | |
| Account Opening Form (Individual Account) | Download |
| Trading Agreement | Download |
| Transfer Authorization | Download |
| Product Risk Disclosure Statements | Download |
| Trading Authorization | Download |
| Disclosure of Related Accounts (for Margin Account) | Download |
| Loan Facility Letter (for Margin Account) | Download |
| Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock Connect | Download |
| Personal Information Collection Statement concerning Northbound China Connect Orders | Download |
| Self-Certification Form – Individual/Joint Accounts | Download |
| FATCA Declaration for Individual/Joint Accounts | Download |
| W-8BEN | Download |
| Client Consent under the Investor Identification and Over-the-counter Securities Transactions Reporting Regime | Download |
| US Stocks | |
| Account Opening Form (Individual Account) | Download |
| US Stock Trading Services Application Form | Download |
| Supplemental Agreement for US Stock Trading Services | Download |
| Transfer Authorization | Download |
| W-8BEN | Download |
| Index Futures/Index Options and Global Futures | |
| Account Opening Form (Individual Account) | Download |
| Trading Agreement Terms and Condition | Download |
| Transfer Authorization | Download |
| Margin Control Policies | Download |
| Corporate Account | |
| Stocks and Stock Options | |
| HK Stocks/Shanghai-HK Stock Connect/Shenzhen-HK Stock Connect | |
| Account Opening Form (Corpoerate Account) | Download |
| Trading Agreement | Download |
| Transfer Authorization | Download |
| Authorization and Indemnity in respect of Telephone, Fax & Telex Instructions | Download |
| Letter of Guarantee | Download |
| Product Risk Disclosure Statements | Download |
| Trading Authorization | Download |
| Disclosure of Related Accounts (for Margin Account) | Download |
| Loan Facility Letter (for Margin Account) | Download |
| Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock Connect | Download |
| Personal Information Collection Statement concerning Northbound China Connect Orders | Download |
| US Stocks | |
| Account Opening Form (Corporate Account) | Download |
| US Stock Trading Services Application Form | Download |
| Supplemental Agreement for US Stock Trading Services | Download |
| Transfer Authorization | Download |
| Index Futures/Index Options and Global Futures | |
| Account Opening Form (Corporate Account) | Download |
| Trading Agreement Terms and Condition | Download |
| Transfer Authorization | Download |
| Margin Control Policies | Download |
| Other | |
| CRS | |
| Self-Certification Form – Individual/Joint Accounts | Download |
| Self-Certification Form – Corporate Accounts | Download |
| Self-Certification Form – Controlling Person (Only applicable to the corporate account who is Passive Non-Financial Entity) | Download |
| FATCA | |
| FATCA Declaration – Individual/Joint Accounts | Download |
| FATCA Declaration – Corporate Accounts | Download |
| W8 | |
| W-8BEN | Download |
| W-8BENE | Download |
| W-8IMY | Download |
| W-9 | Download |
| Fund Transfer | |
| Fund Deposit Form | Download |
| Fund Withdrawal/Account Transfer/Money Exchange Instruction | Download |
| Bullion/Forex Deposit Notice | Download |
| Stock Transfer | |
| Stock Transfer Form | Download |
| Stock Withdrawal Form | Download |
| Change of Account Information | |
| Notification for Change of Account Information | Download |
| Cancel Internet Trade Execution Notification Form | Download |
| Real-Time Quote Service | |
| Real-Time Quote Service Subscription Form | Download |