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Forms Download

Individual Account
Stocks and Stock Options
HK Stocks/Shanghai-HK Stock Connect/Shenzhen-HK Stock Connect
Account Opening Form (Individual Account) Download
Trading Agreement Download
Transfer Authorization Download
Risks Associated With Exchange-Traded Derivative Products Download
Trading Authorization Download
Disclosure of Related Accounts (for Margin Account) Download
Loan Facility Letter (for Margin Account) Download
ICBC Sub-Account Application Form Download
ICBC Sub-Account Deposit Flow Download
Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock Connect Download
Personal Information Collection Statement concerning Northbound China Connect Orders Download
Self-Certification Form - Individual/Joint Accounts Download
FATCA Declaration for Individual/Joint Accounts Download
W-8BEN Download
US Stocks
Account Opening Form (Individual Account) Download
US Stock Trading Services Application Form Download
Supplemental Agreement for US Stock Trading Services Download
Transfer Authorization Download
W-8BEN Download
Index Futures/Index Options and Global Futures
Account Opening Form (Individual Account) Download
Trading Agreement Terms and Condition Download
Transfer Authorization Download
Margin Control Policies Download
Forex
Account Opening Form (Individual Account) Download
Trading Agreement Download
Acknowledgement of Commission Fee Schedule Download
Transfer Authorization Download
Notification for Change of Account Information Download
Agreement Copy Request Form Download
Corporate Account
Stocks and Stock Options
HK Stocks/Shanghai-HK Stock Connect/Shenzhen-HK Stock Connect
Account Opening Form (Corpoerate Account) Download
Trading Agreement Download
Transfer Authorization Download
Authorization and Indemnity in respect of Telephone, Fax & Telex Instructions Download
Letter of Guarantee Download
Risks Associated With Exchange-Traded Derivative Products Download
Trading Authorization Download
Disclosure of Related Accounts (for Margin Account) Download
Loan Facility Letter (for Margin Account) Download
Supplementary Risk Disclosure of Shanghai-Hong Kong/Shenzhen-Hong Kong Stock Connect Download
Personal Information Collection Statement concerning Northbound China Connect Orders Download
US Stocks
Account Opening Form (Corporate Account) Download
US Stock Trading Services Application Form Download
Supplemental Agreement for US Stock Trading Services Download
Transfer Authorization Download
Index Futures/Index Options and Global Futures
Account Opening Form (Corporate Account) Download
Trading Agreement Terms and Condition Download
Transfer Authorization Download
Margin Control Policies Download
Bullion
Account Opening Form (Corporate Account) Download
Acknowledgement of Commission Fee Schedule Download
Transfer Authorization Download
Agreement Copy Request Form Download
Authorization and Indemnity in respect of Telephone, Fax & Telex Instructions Download
Forex
Account Opening Form (Corporate Account) Download
Trading Agreement Download
Acknowledgement of Commission Fee Schedule Download
Transfer Authorization Download
Agreement Copy Request Form Download
Other
CRS
Self-Certification Form – Individual/Joint Accounts Download
Self-Certification Form – Corporate Accounts Download
Self-Certification Form – Controlling Person (Only applicable to the corporate account who is Passive Non-Financial Entity) Download
FATCA
FATCA Declaration - Individual/Joint Accounts Download
FATCA Declaration - Corporate Accounts Download
W8
W-8BEN Download
W-8BENE Download
W-8IMY Download
W-9 Download
Fund Transfer
Fund Deposit Form Download
Fund Withdrawal/Account Transfer/Money Exchange Instruction Download
Bullion/Forex Deposit Notice Download
Stock Transfer
Stock Transfer Form Download
Stock Withdrawal Form Download
Change of Account Information
Notification for Change of Account Information Download
Cancel Internet Trade Execution Notification Form Download
Real-Time Quote Service
Real-Time Quote Service Subscription Form Download